PORTFOLIO CONSTRUCTION TOOL

SIMON Spectrum

MEET SIMON SPECTRUM

A new tool for the forward-thinking advisor

Powered by SIMON Spectrum, a multi-dimensional evaluation framework, this tool will help advisors explore asset allocation possibilities for their clients and support better informed conversations.

BUILD RESILIENT PORTFOLIOS

Adaptability is key to staying ahead in an evolving investment landscape

SIMON Spectrum makes it easier for advisors to:

Visualize how well an investor’s objectives align with portfolio holdings
Analyze investment opportunities
Explore the impact of risk-managed and alternative solutions

Read Case Study (PDF)

Pages from the SIMON Spectrum case study

MULTI-DIMENSIONAL FRAMEWORK

Gain a new window into alternative solutions by independently exploring:

Protection - How principal is exposed to risk

Upside - The opportunities for gains

Liquidity - How long principal is committed

Simplicity - How simple or complex features are

History - How much we know about past underlier performance

A Spider Chart showing the five dimensions

DYNAMIC TOOL FOR PORTFOLIO CONSTRUCTION

Technology built to give advisors an edge

SIMON Spectrum powers the analytics that:

Layer investor profiles and goals with the current state of a portfolio
Explore dimensions and visualize opportunity
Show how risk managed products might fit in for closer alignment between a client’s objectives and portfolio

SIMON Spectrum is a portfolio construction tool made available to financial professionals, designed to evaluate how a hypothetical, generic structured investment or annuity product may or may not further align a hypothetical or uploaded portfolio with certain client investment objectives set by the financial professional. For more information on the SIMON Spectrum Methodology, please visit https://simon.io/spectrum/methodology.

Spectrum results are for informational purposes only and is not to be construed as a recommendation to buy or sell any security, financial product or instrument, or otherwise to participate in any particular trading strategy. SIMON Markets LLC does not make any representations that it has taken into account the investment objectives, financial situation, or means of any specific investor. Financial professionals and users of the SIMON Platform, not SIMON Markets LLC, have the sole responsibility for considering whether an investment is suitable for you.

STRUCTURED INVESTMENTS AND STRUCTURED ANNUITIES ARE CONSIDERED COMPLEX PRODUCTS AND MAY NOT BE SUITABLE FOR ALL INVESTORS. Other products and investments may be more suitable for you and may provide the same or greater returns with less risk. Before investing in any product, you should review the prospectus or other offering documents, which contain important information, including the product’s investment objectives or goals, its strategies for achieving those goals, the principal risks of investing in the product, the product’s fees and expenses, and its past performance.